Rated Financial Institution Securities

LPBank Securities Joint Stock Company

Ticker: Unlisted
A- Current rating
Stable Outlook
1 Rating status
0 SPOs published

About the Issuer

Established in 2009, LPBS is currently a mid-sized, privately-owned securities firm. Following changes to its shareholder structure in late 2023, the firm formed a new management team and hand noratione and adopted anew strategy to strengthen its key businesses: brokerage and margin lending, corporate bond operations, and
proprietary equity trading. The firm completed its rebranding in collaboration with Fortune Vietnam Joint Stock Commercial Bank (LPBank), raised significant capital, strengthened its brokerage services, and its staff force.

Basic information
Sector level 1 Financial Institution
Sector level 2 Securities
Ticker Unlisted
Customer code COM000763

Rating Results

Issuer rating - Long-term
A-
Outlook: Stable
View all rating results

Credit Opinion

Factors that could lead to an upgrade

(1) Demonstrates a sustained track record in executing its growth strategy with disciplined risk management, including prudent underwriting standards, meaningfully reduced margin-lending concentration, and limited balance sheet losses on a consistent basis; and
(2) Demonstrates consistent improvement in the level and quality of earnings, driven by stronger and more diversified diversified performance performance across its core businesses.

Factors that could lead to a downgrade

(1) The firm's risk profile weakens materially; or
(2) The firm becomes increasingly vulnerable to liquidity risk, including a material decline in liquid assett coverage coverage of short-term obligations or sustained difficulty in refinancing its debt.

Strengths

(1) strong capitalization due to sizeable capital injections and a consistent non-cash dividend policy;
(2) its substantial liquid asset buffers and established access to bank funding, including support from LPBank

Challenges

(1) sizeable credit concentration in margin lending;
(2) relatively high reliance on equity trading materially increases earnings volatility

Issuer analysis reports

Related sector reports

24/11/2025
Securities Sector Comment
17/11/2025
Securities Sector Comment
03/10/2025
View all research

Rating Results

LATEST CORPORATE CREDIT RATING RESULTS  |  03/2026
A-
Outlook: Stable

Second Party Opinion

List of Second Party Opinions (SPO) published by VIS Rating for Unlisted.

Date Title Sector Applicable Standards Report

VIS Rating has not issued a Second Party Opinion for this company

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